Cahill Gambino LLP is a boutique law firm focused on serving the securities industry, with extensive experience representing securities industry participants on both the buy side and the sell side of the market. We assist our industry clients in a successfully navigating the increasingly intricate maze of governmental statutes and regulations and SRO rules.
On the sell side of the industry, CG has advised Broker-Dealers on all aspects of their business.
On the buy side of the industry, CG has advised hedge funds and asset managers on the securities law aspects of their business including issues related to:
- Filing Schedules 13G and Forms 13F reporting quarterly holdings
- Section 16 insider transaction filings
- Filing of Schedules 13D for activist holdings
- Proxy contests, shareholder proposals and tender offers
CG has a wealth of experience applying regulations and working with regulators. CG assists its clients in connection with SEC and FINRA response requests, inquiries and litigation. Our goal is a speedy and cost effective resolution that works for your business.